Compliance policies
At New Venture Brokerage, we are committed to maintaining the highest standards of compliance to ensure the integrity and security of our operations. Our compliance policies focus on adhering to international regulations, protecting client data, and preventing illegal activities.
1. KYC
Our know your customer (KYC) procedures are designed to verify the identity of our clients and ensure the legitimacy of their activities. This process includes:
- Identity verification: Collection of identification documents such as passports, national IDs, or corporate registration certificates.
- Address verification: Proof of residence or business location, such as utility bills or lease agreements.
- Source of funds: Assessing the origin of funds to ensure they comply with regulatory standards.
These measures help us create a safe and transparent environment for all our clients.
2. AML
Our anti-money laundering (AML) policy ensures full compliance with international regulations to prevent financial crimes. Key elements include:
- Transaction monitoring: Continuous review of transactions to detect and report suspicious activities.
- Risk-based approach: Categorizing clients based on risk levels to apply appropriate due diligence.
- Reporting suspicious activities: Cooperation with regulatory authorities to report potential money laundering or terrorist financing activities.
3. Data protection and security
Protecting client data is a cornerstone of our compliance framework. We implement:
- Encryption: Safeguarding sensitive data during transmission and storage.
- Restricted access: Allowing only authorized personnel to access client information.
- Regular audits: Conducting internal and external audits to ensure compliance with data protection laws.
4. Commitment to preventing illegal activities
We take proactive measures to prevent financial misconduct, including:
- Screening clients and counterparties against global sanctions lists.
- Educating our team about compliance best practices through regular training programs.
- Adopting technology-driven solutions for enhanced monitoring and fraud detection.
5. Compliance transparency
New Venture Brokerage is fully transparent about its compliance practices. We work closely with regulatory authorities and keep our clients informed about their responsibilities under applicable laws.
For more information about our compliance policies or to report a concern, please contact us.
This page was last updated 01.11.2025 17:22New Venture Brokerage ©2025. All rights reserved.Privacy PolicyUser terms
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