Regulation

Central Bank regulations

• Regulation 4/01 on Registration and Licensing of Investment Companies; Registration of Branches and Representative offices of Investment Companies and Foreign Investment Companies; Procedure for Obtaining Preliminary Consent for Qualifying Holding in Statutory Capital of Investment Companies; Requirement of Business Plan by Investment Companies; and Notice of Provision of Investment Services by Banks and Credit Organizations
• Regulation 4/02 on Main Prudential Standards, Their Limits, Calculation, Composition of Elements in Calculation, the Extent of Breaches of Stated Prudential Standards of Investment Companies
• Regulation 4/03 on Reports Submitted to the Central Bank by Persons providing Investment services, Procedure, Form and Periods on Their Submission
• Regulation 4/04 on Prospectus and Reports of the Reporting Issuers
• Regulation 4/05 on The Qualification of Managers of Persons Providing Investment Services, the Operator and the Central Depositary and Natural Persons Providing Investment Services, Their Professional Compliance Criteria and the List of Topics for Qualification Test
• Regulation 4/07 on Requirements on Investment Services Providers' Activities
• Regulation 4/12 Rules on Protection of Liquidity of Customers of Persons Providing Investment Services
• Regulation 5/10 The procedure of centralized registry maintenance and custody of securities
• Regulation 8/03 on Information Publication by Banks, Credit Organizations, Insurance Companies, Insurance Brokers, Investment Companies, Central Depository and Payment and Settlement Organizations Implementing Money Remittances
• Regulation 8/04 on Minimum Conditions and Principles for Internal Rules, Regulating the Procedure of Examination of Complaints/Claims of Customers
• Regulation 33 on Custodial Activities of Securities