Regulation

Laws

Law on Securities Market
https://www.cba.am/en/SitePages/lawssecurities.aspx

Law on Covered Mortgage Bonds
https://www.cba.am/en/SitePages/lawssecurities.aspx

Law on Asset Securitization and Asset Backed Securities
https://www.cba.am/en/SitePages/lawssecurities.aspx

Law on Combating Money Laundering and Terrorism Financing
https://www.cba.am/en/SitePages/fmclaws.aspx


Central Bank Regulations

Regulation 4/01 on Registration and Licensing of Investment Companies; Registration of Branches and Representative offices of Investment Companies and Foreign Investment Companies; Procedure for Obtaining Preliminary Consent for Qualifying Holding in Statutory Capital of Investment Companies; Presentment of Business Plan by Investment Companies; and Notice of Provision of Investment Services by Banks and Credit Organizations

Regulation 4/02 on Main Prudential Standards, Their Limits, Calculation, Composition of Elements in Calculation, the Extent of Breaches of Stated Prudential Standards of Investment Companies

Regulation 4/03 on Reports Submitted to the Central Bank by Persons providing Investment services, Procedure, Form and Periods on Their Submission

Regulation 4/04 on Prospectus and Reports of The Reporting Issuers

Regulation 4/05 on The Qualification of Managers of Persons Providing Investment Services, the Operator and the Central Depositary and Natural Persons Providing Investment Services, Their Professional Compliance Criteria and the List of Topics for Qualification Test

Regulation 4/07 on Requirements on Investment Services Providers’ Activities

Regulation 4/12 Rules on Protection of Liquidity of Customers of Persons Providing Investment Services

Regulation 5/10 The procedure of centralized registry maintenance and custody of securities

Regulation 8/03 on Information Publication by Banks, Credit Organizations, Insurance Companies, Insurance Brokers, Investment Companies, Central Depository and Payment and Settlement Organizations Implementing Money Remittances

Regulation 8/04 on Minimum Conditions and Principles for Internal Rules, Regulating the Procedure of Examination of Complaints/Claims of Customers

Regulation 33 on Custodial Activities of Securities

Rules

Armenia Security Exchange Rules
https://amx.am/en/regulation/exchange_rules

Central Depository of Armenia Rules
https://cda.am/en/regulation/rules

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